Dow Employees' Pension Plan Trust's Form 4 filing
SeaStar Medical Holding Corp (ICU) · filed Nov 1, 2022
- Accession no.
- 0000899243-22-034702
- Filed
- Nov 1, 2022
- Trade date
- Oct 28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dow Employees' Pension Plan TrustCIK 0001951900 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Common Stock | AGrant or awardAcquired | +4,149,841 | – | – | 4,149,841 | Direct | |
| Oct 28, 2022 | Common Stock | PPurchaseAcquired | +300,000 | – | – | 4,449,841 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Common Stock | AGrant or awardAcquired | +1,726 | – | – | 1,726 | Direct | |
| Oct 28, 2022 | Common Stock | PPurchaseAcquired | +300,000 | – | – | 300,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.