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Rosenthal Lee's Form 4 filing

Paragon 28, Inc. (FNA) · filed Oct 31, 2022

Accession no.
0000899243-22-034606
Filed
Oct 31, 2022
Trade date
Aug 5-Oct 4, 2022
Filing delay
87 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions and 0 derivative transactions. Open-market sales total $12.0M. It was filed 87 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rosenthal LeeCIK 000193824910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2022Common StockSSaleDisposed−29,748$19.61−$583,358.28663,723Direct
Aug 8, 2022Common StockMOption exerciseAcquired+2,190$5.40+$11,826665,913Direct
Aug 8, 2022Common StockMOption exerciseAcquired+25,000$6.60+$165,000690,913Direct
Aug 8, 2022Common StockMOption exerciseAcquired+12,500$6.60+$82,500703,413Direct
Aug 8, 2022Common StockSSaleDisposed−39,690$19.53−$775,145.7663,723Direct
Aug 8, 2022Common StockSSaleDisposed−95,031$19.51−$1,854,054.81568,692Direct
Aug 10, 2022Common StockSSaleDisposed−150,609$20.05−$3,019,710.45418,083Direct
Aug 10, 2022Common StockSSaleDisposed−114,775$20.62−$2,366,660.5303,308Direct
Aug 11, 2022Common StockSSaleDisposed−49,498$20.66−$1,022,628.68253,810Direct
Aug 11, 2022Common StockSSaleDisposed−12,030$21.04−$253,111.2241,780Direct
Aug 15, 2022Common StockSSaleDisposed−64,519$20.30−$1,309,735.7177,261Direct
Aug 16, 2022Common StockSSaleDisposed−2,615$20.10−$52,561.5174,646Direct
Sep 12, 2022Common StockSSaleDisposed−25,674$19.06−$489,346.44148,972Direct
Sep 14, 2022Common StockSSaleDisposed−5,836$19.07−$111,292.52143,136Direct
Sep 15, 2022Common StockSSaleDisposed−2,200$19.13−$42,086140,936Direct
Oct 4, 2022Common StockSSaleDisposed−4,328$19.10−$82,664.8136,608Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)