George W Whitney's Form 4 filing
Sprott Focus Trust Inc. (FUND) · filed Oct 6, 2022
- Accession no.
- 0000899243-22-033173
- Filed
- Oct 6, 2022
- Trade date
- Oct 4-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $145.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George W WhitneyCIK 0001185838 | Director, 10% Owner, Other: Senior Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2022 | Common Stock | PPurchaseAcquired | +5,800 | $7.28 | +$42,224 | 66,267 | Indirect | |
| Oct 5, 2022 | Common Stock | PPurchaseAcquired | +6,790 | $7.26 | +$49,295.4 | 73,057 | Indirect | |
| Oct 6, 2022 | Common Stock | PPurchaseAcquired | +7,410 | $7.22 | +$53,500.2 | 80,467 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.