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Pepper Douglas A's Form 4 filing

Braze, Inc. (BRZE) · filed Oct 4, 2022

Accession no.
0000899243-22-032774
Filed
Oct 4, 2022
Trade date
Sep 15-23, 2022
Filing delay
19 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $441.7K. It was filed 19 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pepper Douglas ACIK 0001381839Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2022Class A Common StockPPurchaseAcquired+202$34.99F1+$7,067.98322,592Indirect
Sep 15, 2022Class A Common StockPPurchaseAcquired+298$34.99F1+$10,427.02402,626Indirect
Sep 23, 2022Class A Common StockPPurchaseAcquired+4,978$34.45F4+$171,492.1554,586Indirect
Sep 23, 2022Class A Common StockPPurchaseAcquired+7,335$34.45F4+$252,690.75744,479Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.985 to $35.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.11 to $34.83. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)