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Griffith William J.G.'s Form 4 filing

Braze, Inc. (BRZE) · filed Oct 3, 2022

Accession no.
0000899243-22-032498
Filed
Oct 3, 2022, 8:38 PM ET
Trade date
Sep 29-30, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $17.0M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Griffith William J.G.CIK 000168812410% Owner
Makan DiveshCIK 000168814310% Owner
ICONIQ Strategic Partners VI GP, L.P.CIK 000186474810% Owner
ICONIQ Strategic Partners VI, L.P.CIK 000186475310% Owner
ICONIQ Strategic Partners VI-B, L.P.CIK 000186475910% Owner
ICONIQ Strategic Partners VI TT GP, Ltd.CIK 000188926610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 29, 2022Class A Common StockPPurchaseAcquired+15,863$34.32F1+$544,467.34570,449Direct
Sep 29, 2022Class A Common StockPPurchaseAcquired+23,375$34.32F1+$802,302.46767,854Indirect
Sep 30, 2022Class A Common StockPPurchaseAcquired+181,683$34.76F4+$6,314,465.34752,132Direct
Sep 30, 2022Class A Common StockPPurchaseAcquired+267,719$34.76F4+$9,304,680.931,035,573Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.15 to $34.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.58 to $35.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)