Schwarzman Stephen A's Form 4 filing
Altus Power, Inc. (AMPS) · filed Oct 3, 2022
- Accession no.
- 0000899243-22-032443
- Filed
- Oct 3, 2022, 6:15 PM ET
- Trade date
- Oct 3, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $77.1M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings I/II GP L.L.C.CIK 0001464695 | 10% Owner |
| GSO Holdings I LLCCIK 0001481157 | 10% Owner |
| Blackstone Holdings II L.P.CIK 0001484870 | 10% Owner |
| GSO Altus Holdings Associates LLCCIK 0001896569 | 10% Owner |
| GSO Altus Holdings LPCIK 0001896588 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Class A Common Stock | SSaleDisposed | −7,000,000 | $11.01F1 | −$77,070,000 | 21,825,125 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This sales price of $11.01125 represents the $11.50 public offering price per share of common stock, par value $0.0001 per share ("Common Stock"), of Altus Power, Inc. (the "Issuer"), less the underwriting discount of $0.48875 per share. The underwriters have not yet exercised their option to purchase up to 1,050,000 additional shares of Common Stock, exercisable until October 28, 2022, with net proceeds of $11.01125 per share of Common Stock (the "Over-allotment Option").
Referenced by the price of 1 transaction in Table I.