Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Sep 28, 2022
- Accession no.
- 0000899243-22-032212
- Filed
- Sep 28, 2022, 9:29 PM ET
- Trade date
- Sep 26-28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $221.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
| NRC Partners I, LPCIK 0001763594 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2022 | Common Stock | PPurchaseAcquired | +92,309 | $1.99 | +$183,491.83 | 3,461,280 | Indirect | |
| Sep 27, 2022 | Common Stock | PPurchaseAcquired | +13,464 | $1.99 | +$26,844.52 | 3,474,744 | Indirect | |
| Sep 28, 2022 | Common Stock | PPurchaseAcquired | +5,561 | $2.00 | +$11,122 | 3,480,305 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Persons are jointly filing this Form 4.