Sculptor Capital LP's Form 4 filing
Grove Collaborative Holdings, Inc. (GROV) · filed Sep 21, 2022
- Accession no.
- 0000899243-22-031643
- Filed
- Sep 21, 2022, 4:12 PM ET
- Trade date
- Sep 19-20, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $908.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sculptor Capital LPCIK 0001054587 | 10% Owner |
| Sculptor Master Fund, Ltd.CIK 0001054589 | 10% Owner |
| Sculptor Capital Management, Inc.CIK 0001403256 | 10% Owner |
| Sculptor Enhanced Master Fund, Ltd.CIK 0001648147 | 10% Owner |
| Sculptor Capital Holding CorpCIK 0001936266 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −64,850 | $5.48 | −$355,378 | 351,414 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −10,150 | $5.48 | −$55,622 | 55,000 | Indirect | |
| Sep 20, 2022 | Class A Common Stock | SSaleDisposed | −86,466 | $4.73 | −$408,984.18 | 264,948 | Indirect | |
| Sep 20, 2022 | Class A Common Stock | SSaleDisposed | −13,534 | $4.73 | −$64,015.82 | 41,466 | Indirect | |
| Sep 20, 2022 | Class A Common Stock | SSaleDisposed | −3,805 | $5.56 | −$21,155.8 | 261,143 | Indirect | |
| Sep 20, 2022 | Class A Common Stock | SSaleDisposed | −595 | $5.56 | −$3,308.2 | 40,871 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.