Griffith William J.G.'s Form 4 filing
Braze, Inc. (BRZE) · filed Sep 20, 2022
- Accession no.
- 0000899243-22-031597
- Filed
- Sep 20, 2022, 5:01 PM ET
- Trade date
- Sep 16-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $14.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffith William J.G.CIK 0001688124 | 10% Owner |
| Makan DiveshCIK 0001688143 | 10% Owner |
| ICONIQ Strategic Partners VI GP, L.P.CIK 0001864748 | 10% Owner |
| ICONIQ Strategic Partners VI, L.P.CIK 0001864753 | 10% Owner |
| ICONIQ Strategic Partners VI-B, L.P.CIK 0001864759 | 10% Owner |
| ICONIQ Strategic Partners VI TT GP, Ltd.CIK 0001889266 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Class A Common Stock | PPurchaseAcquired | +55,558 | $34.37F1 | +$1,909,756.25 | 377,948 | Direct | |
| Sep 16, 2022 | Class A Common Stock | PPurchaseAcquired | +81,609 | $34.37F1 | +$2,805,235.93 | 483,937 | Indirect | |
| Sep 16, 2022 | Class A Common Stock | PPurchaseAcquired | +96,816 | $35.36F4 | +$3,422,939.36 | 474,764 | Direct | |
| Sep 16, 2022 | Class A Common Stock | PPurchaseAcquired | +142,920 | $35.36F4 | +$5,052,950.89 | 626,857 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | PPurchaseAcquired | +15,053 | $35.12F5 | +$528,695.98 | 489,817 | Direct | |
| Sep 19, 2022 | Class A Common Stock | PPurchaseAcquired | +22,181 | $35.12F5 | +$779,047.74 | 649,038 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.01 to $35.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.05 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.51 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.