Newlight Partners LP's Form 4 filing
Oak Street Health, Inc. (OSH) · filed Sep 16, 2022
- Accession no.
- 0000899243-22-031309
- Filed
- Sep 16, 2022, 4:49 PM ET
- Trade date
- Sep 16, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $20.7M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newlight Partners LPCIK 0001782866 | Director, 10% Owner |
| Wassong DavidCIK 0001233188 | 10% Owner |
| Yadav RaviCIK 0001782860 | 10% Owner |
| Newlight GP LLCCIK 0001782873 | 10% Owner |
| Newlight Harbour Point SPV LLCCIK 0001820000 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock, par value $0.001 | SSaleDisposed | −838,496 | $24.72F2 | −$20,727,621.12 | 32,671,144 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This amount represents a public offering price of $25.75 per share of common stock, par value $0.001 per share (the "Common Stock"), of Oak Street Health, Inc. (the "Company"), less an underwriting discount of $1.03 per share for shares sold in an underwritten public offering.
Referenced by the price of 1 transaction in Table I.
Remarks
The Reporting Persons may be deemed to be directors-by-deputization for the purpose of Section 16 of the Securities Exchange Act of 1934 as a result of the service of Srdjan Vukovic on the Board of Directors of the Company because Mr. Vukovic is an employee of Newlight Partners LP or one of its affiliates. Each of Newlight Partners LP, Newlight GP LLC, Ravi Yadav and David Wassong disclaims beneficial ownership of the shares of Common Stock of the Company, except to the extent of its pecuniary interest therein, and the inclusion of the Common Stock in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.