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Whitaker Jason R's Form 4 filing

Shoals Technologies Group, Inc. (SHLS) · filed Sep 15, 2022

Accession no.
0000899243-22-031216
Filed
Sep 15, 2022
Trade date
Mar 14-Sep 14, 2022
Filing delay
185 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $721.8K. It was filed 185 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Whitaker Jason RCIK 0001831778Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 14, 2022Class A Common StockFTax withholdingDisposed−2,124$17.10−$36,320.4697,161Direct
Sep 13, 2022Class A Common StockSSaleDisposed−8,333$25.22F3−$210,158.26688,828Direct
Sep 14, 2022Class A Common StockSSaleDisposed−20,514$24.94F4−$511,619.16668,314Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 of this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.8695 to $25.165, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)