KKR Financial Holdings LLC's Form 4 filing
Crescent Energy Co (CRGY) · filed Sep 15, 2022
- Accession no.
- 0000899243-22-031157
- Filed
- Sep 15, 2022, 4:42 PM ET
- Trade date
- Sep 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $81.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| KKR Financial Holdings LLCCIK 0001386926 | 10% Owner |
| KKR Upstream Associates LLCCIK 0001746582 | 10% Owner |
| Independence Energy Aggregator L.P.CIK 0001868340 | 10% Owner |
| Independence Energy Aggregator GP LLCCIK 0001868377 | 10% Owner |
| KKR Group Assets III GP LLCCIK 0001868421 | 10% Owner |
| KKR Group Assets Holdings III L.P.CIK 0001868946 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Class B Common Stock | JOtherDisposed | −6,322,354 | $0.00 | $0 | 81,831,695 | Indirect | |
| Sep 13, 2022 | Class A Common Stock | CConversionAcquired | +6,322,354 | $0.00 | $0 | 6,322,354 | Indirect | |
| Sep 13, 2022 | Class A Common Stock | SSaleDisposed | −5,750,000 | $14.10F2 | −$81,075,000 | 572,354 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Class A Common Stock | CConversionDisposed | −6,322,354 | $0.00 | $0 | 81,831,695 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This amount represents the $15.00 secondary price per share of Class A Common Stock of the Issuer less the underwriting discount of $0.90 per share for shares sold by Independence Energy Aggregator L.P. in connection with an underwritten public offering.
Referenced by the price of 1 transaction in Table I.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.