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Cerminara Kyle's Form 4 filing

FG Nexus Inc. (FGNX) · filed Sep 14, 2022

Accession no.
0000899243-22-031086
Filed
Sep 14, 2022, 8:54 PM ET
Trade date
Sep 12-14, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 0 derivative transactions. Open-market purchases total $880.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cerminara KyleCIK 0001619991Director, 10% Owner
FG Group Holdings Inc.CIK 000094645410% Owner
Moglia Joseph HCIK 000118758610% Owner
Fundamental Global GP, LLCCIK 000187878010% Owner
FG Financial Holdings, LLCCIK 000194673510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 12, 20228.00% Cumulative Preferred Stock, Series A, $25.00 par valuePPurchaseAcquired+3,089$17.19+$53,099.9112,062Indirect
Sep 12, 20228.00% Cumulative Preferred Stock, Series A, $25.00 par valuePPurchaseAcquired+1,491$19.99+$29,805.0913,553Indirect
Sep 13, 20228.00% Cumulative Preferred Stock, Series A, $25.00 par valuePPurchaseAcquired+5,839$19.70+$115,028.319,392Indirect
Sep 13, 20228.00% Cumulative Preferred Stock, Series A, $25.00 par valuePPurchaseAcquired+8,819$20.43+$180,172.1728,211Indirect
Sep 14, 20228.00% Cumulative Preferred Stock, Series A, $25.00 par valuePPurchaseAcquired+5,579$21.33+$119,000.0733,790Indirect
Sep 14, 20228.00% Cumulative Preferred Stock, Series A, $25.00 par valuePPurchaseAcquired+2,675$22.14+$59,224.536,465Indirect
Sep 12, 2022COMMON STOCK, PAR VALUE $0.01 PER SHAREPPurchaseAcquired+64,280$1.64+$105,419.25,495,778Indirect
Sep 13, 2022COMMON STOCK, PAR VALUE $0.01 PER SHAREPPurchaseAcquired+33,557$1.68+$56,375.765,529,335Indirect
Sep 14, 2022COMMON STOCK, PAR VALUE $0.01 PER SHAREPPurchaseAcquired+86,320$1.88+$162,281.65,615,655Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)