Skip to main content

First Light Acquisition Group, LLC's Form 4 filing

Calidi Biotherapeutics, Inc. (CLDI) · filed Sep 14, 2022

Accession no.
0000899243-22-031083
Filed
Sep 14, 2022, 8:12 PM ET
Trade date
Sep 12-13, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 0 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
First Light Acquisition Group, LLCCIK 0001855489Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 12, 2022Class A Common Stock, par value $0.0001 per shareSSaleDisposed−450,000$1.00−$450,0002,874,677Indirect
Sep 13, 2022Class A Common Stock, par value $0.0001 per shareSSaleDisposed−400,000$0.10−$40,0002,575,803Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)