Lublin Jason's Form 4 filing
Endeavor Group Holdings, Inc. (EDR) · filed Sep 14, 2022
- Accession no.
- 0000899243-22-031073
- Filed
- Sep 14, 2022
- Trade date
- Sep 12-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $2.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lublin JasonCIK 0001783358 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2022 | Class X Common Stock | CConversionAcquired | +56,525 | $0.00 | $0 | 500,349 | Direct | |
| Sep 12, 2022 | Class X Common Stock | DReturned to the companyDisposed | −56,525 | $0.00 | $0 | 443,824 | Direct | |
| Sep 12, 2022 | Class A Common Stock | CConversionAcquired | +56,525 | $0.00 | $0 | 103,035 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −56,525 | $25.52F2 | −$1,442,518 | 46,510 | Direct | |
| Sep 14, 2022 | Class X Common Stock | CConversionAcquired | +29,725 | $0.00 | $0 | 473,549 | Direct | |
| Sep 14, 2022 | Class X Common Stock | DReturned to the companyDisposed | −29,725 | $0.00 | $0 | 443,824 | Direct | |
| Sep 14, 2022 | Class A Common Stock | CConversionAcquired | +29,725 | $0.00 | $0 | 76,235 | Direct | |
| Sep 14, 2022 | Class A Common Stock | SSaleDisposed | −29,725 | $25.12F3 | −$746,692 | 46,510 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2022 | Units of Endeavor Operating Company | CConversionDisposed | −56,525 | $0.00 | $0 | 2,166,325 | Direct | |
| Sep 12, 2022 | Class A Common Stock | CConversionAcquired | +56,525 | $0.00 | $0 | 500,349 | Direct | |
| Sep 12, 2022 | Class A Common Stock | CConversionDisposed | −56,525 | $0.00 | $0 | 443,824 | Direct | |
| Sep 14, 2022 | Units of Endeavor Operating Company | CConversionDisposed | −29,725 | $0.00 | $0 | 2,136,600 | Direct | |
| Sep 14, 2022 | Class A Common Stock | CConversionAcquired | +29,725 | $0.00 | $0 | 473,549 | Direct | |
| Sep 14, 2022 | Class A Common Stock | CConversionDisposed | −29,725 | $0.00 | $0 | 443,824 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20 to $26.07. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.955 to $25.265. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.