Suntx Capital Partners L P's Form 4 filing
Construction Partners, Inc.ROAD · filed Sep 14, 2022
- Accession no.
- 0000899243-22-031063
- Filed
- Sep 14, 2022, 5:11 PM ET
- Trade date
- Sep 12-13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.42M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Suntx Capital Partners L PCIK 0001208091 | Director, 10% Owner |
| Suntx Capital Partners II Dutch Investors LPCIK 0001437404 | Director, 10% Owner |
| Suntx Capital Partners II LPCIK 0001437408 | Director, 10% Owner |
| SunTx Fulcrum Fund Prime, L.P.CIK 0001702326 | Director, 10% Owner |
| Fleming Ned N IIICIK 0001707712 | Director, 10% Owner |
| SunTx Fulcrum Dutch Investors Prime, L.P.CIK 0001711005 | Director, 10% Owner |
| Matteson Mark RCIK 0001739134 | Director |
| Jennings CraigCIK 0001739383 | Director |
| SunTx Capital Management Corp.CIK 0001739424 | Director, 10% Owner |
| SunTx Capital II Management Corp.CIK 0001833038 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −23,725 | $27.96F3 | −$663,351 | 31,467 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −323 | $29.15F6 | −$9,415.45 | 31,144 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −1,413 | $29.87F7 | −$42,206.31 | 29,731 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −14,711 | $27.53F8 | −$404,993.83 | 41,481 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −9,142 | $27.98F11 | −$255,793.16 | 32,339 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −904 | $28.65F12 | −$25,899.6 | 31,435 | Direct | |
| Sep 12, 2022 | Class A Common Stock | SSaleDisposed | −704 | $29.74F13 | −$20,936.96 | 30,731 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Class A Common Stock | JOtherDisposed | −43,853 | $0.00 | $0 | 2,452,414 | Indirect | |
| Sep 13, 2022 | Class A Common Stock | JOtherDisposed | −873 | $0.00 | $0 | 1,227,590 | Indirect | |
| Sep 13, 2022 | Class A Common Stock | JOtherAcquired | +36,293 | $0.00 | $0 | 1,700,199 | Indirect | |
| Sep 13, 2022 | Class A Common Stock | JOtherAcquired | +8,433 | $0.00 | $0 | 8,433 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.55 to $28.28, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.38 to $29.22, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.43 to $30.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.86, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.18, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.27 to $29.18, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.33 to $30.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Each of Ned N. Fleming, III, Craig Jennings and Mark R. Matteson serves on the Board of Directors of the Issuer. For purposes of Section 16 of the Exchange Act, the Reporting Persons other than Mr. Fleming, Mr. Jennings and Mr. Matteson are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.