Chizen Bruce R's Form 4 filing
ChargePoint Holdings, Inc. (CHPT) · filed Sep 12, 2022
- Accession no.
- 0000899243-22-030838
- Filed
- Sep 12, 2022
- Trade date
- Sep 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $333.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chizen Bruce RCIK 0001032834 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.76 | +$7,600 | 34,162 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −6,300 | $16.48F2 | −$103,824 | 27,862 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −3,700 | $17.00F3 | −$62,900 | 24,162 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −19 | $15.73 | −$298.87 | 3,966 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −6,500 | $16.49F2 | −$107,185 | 760,737 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −3,481 | $17.01F3 | −$59,211.81 | 757,256 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | –F6 | – | 348,640 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.75. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 2 transactions in Table I.
- F3
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.76 to $17.25. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 2 transactions in Table I.
- F6
The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.
Referenced by the price of 1 transaction in Table II.