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Stiffelman Andrew J's Form 4 filing

Real Good Food Company, Inc. (RGF) · filed Sep 7, 2022

Accession no.
0000899243-22-030617
Filed
Sep 7, 2022, 9:04 PM ET
Trade date
Aug 10-Sep 7, 2022
Filing delay
28 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $88.9K. It was filed 28 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stiffelman Andrew JCIK 0001887938Officer (Chief Marketing Officer), 10% Owner
CPG Solutions LLCCIK 000189035210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2022Class A Common StockCConversionAcquired+25,000$0.00$025,000Indirect
Sep 2, 2022Class A Common StockSSaleDisposed−1,315$7.21−$9,481.1523,685Indirect
Sep 6, 2022Class A Common StockSSaleDisposed−4,943$6.87−$33,958.4118,742Indirect
Sep 7, 2022Class A Common StockSSaleDisposed−6,764$6.72−$45,454.0811,978Indirect
Aug 10, 2022Class B Common StockCConversionDisposed−25,000$0.00$01,293,690Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 10, 2022Class A Common StockCConversionDisposed−25,000$0.00$01,293,690Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)