Farrow Jeffrey S's Form 4 filing
Global Blood Therapeutics, Inc.GBT · filed Sep 6, 2022
- Accession no.
- 0000899243-22-030475
- Filed
- Sep 6, 2022
- Trade date
- Sep 1, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.14M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farrow Jeffrey SCIK 0001405253 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +2,763 | –F1 | – | 34,204 | Direct | |
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +2,208 | –F1 | – | 36,412 | Direct | |
| Sep 1, 2022 | Common Stock | FTax withholdingDisposed | −1,885 | $68.15 | −$128,462.75 | 34,527 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −31,441 | $68.00 | −$2,137,988 | 3,086 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −2,763 | $0.00 | $0 | 13,814 | Direct | |
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −2,208 | $0.00 | $0 | 15,460 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
Referenced by the price of 2 transactions in Table I.