Critelli Lewis J's Form 4 filing
Norwood Financial Corp (NWFL) · filed Sep 6, 2022
- Accession no.
- 0000899243-22-030471
- Filed
- Sep 6, 2022
- Trade date
- Sep 2-6, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $60.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Critelli Lewis JCIK 0001192337 | Director, Other: Chairman of the Board |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | MOption exerciseAcquired | +1,843 | $18.03 | +$33,229.29 | 32,897 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −1,843 | $26.00 | −$47,918 | 31,054 | Direct | |
| Sep 6, 2022 | Common Stock | MOption exerciseAcquired | +490 | $18.03 | +$8,834.7 | 31,544 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −490 | $26.00 | −$12,740 | 31,054 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | MOption exerciseDisposed | −1,843 | $0.00 | $0 | 4,990 | Direct | |
| Sep 6, 2022 | Common Stock | MOption exerciseDisposed | −490 | $0.00 | $0 | 4,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.