Datcher Terence Troy's Form 4 filing
Gold Flora Corp.GRAM · filed Sep 6, 2022
- Accession no.
- 0000899243-22-030376
- Filed
- Sep 6, 2022
- Trade date
- Sep 1, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.26K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Datcher Terence TroyCIK 0001768822 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Shares | MOption exerciseAcquired | +18,072 | –F1 | – | 147,550 | Direct | |
| Sep 1, 2022 | Common Shares | SSaleDisposed | −8,960 | $0.81 | −$7,257.6 | 138,590 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Shares | MOption exerciseDisposed | −18,072 | $0.00 | $0 | 433,735 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Upon vesting, restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.