QVT Financial LP's Form 4 filing
MP Materials Corp. (MP) · filed Sep 1, 2022
- Accession no.
- 0000899243-22-030217
- Filed
- Sep 1, 2022
- Trade date
- Aug 30-Sep 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $11.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| QVT Financial LPCIK 0001290162 | Director, Other: Director by Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Class A Common Stock | SSaleDisposed | −67,145 | $34.48 | −$2,315,159.6 | 7,411,172 | Indirect | |
| Aug 30, 2022 | Class A Common Stock | SSaleDisposed | −11,001 | $34.48 | −$379,314.48 | 1,213,611 | Indirect | |
| Aug 30, 2022 | Class A Common Stock | SSaleDisposed | −54,396 | $34.48 | −$1,875,574.08 | 6,005,183 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | SSaleDisposed | −37,583 | $34.60 | −$1,300,371.8 | 7,373,589 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | SSaleDisposed | −6,149 | $34.60 | −$212,755.4 | 1,207,462 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | SSaleDisposed | −30,465 | $34.60 | −$1,054,089 | 5,974,718 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | SSaleDisposed | −18,545 | $35.07 | −$650,373.15 | 7,355,044 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | SSaleDisposed | −3,037 | $35.07 | −$106,507.59 | 1,204,425 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | SSaleDisposed | −15,028 | $35.07 | −$527,031.96 | 5,959,690 | Indirect | |
| Sep 1, 2022 | Class A Common Stock | SSaleDisposed | −50,594 | $32.93 | −$1,666,060.42 | 7,304,450 | Indirect | |
| Sep 1, 2022 | Class A Common Stock | SSaleDisposed | −8,285 | $32.93 | −$272,825.05 | 1,196,140 | Indirect | |
| Sep 1, 2022 | Class A Common Stock | SSaleDisposed | −40,997 | $32.93 | −$1,350,031.21 | 5,918,693 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.