Batesole Mike's Form 4/A amendment
AmendedGold Flora Corp.GRAM · filed Aug 30, 2022
- Accession no.
- 0000899243-22-030059
- Filed
- Aug 30, 2022
- Trade date
- Jun 1, 2022
- Filing delay
- 90 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 3, 2022
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $4.88K. It was filed 90 days after the trade.
This amendment restates part of 0000899243-22-020925 (filed Jun 3, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Batesole MikeCIK 0001886583 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Shares | SSaleDisposed | −4,316 | $1.13 | −$4,877.08 | 115,905 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-22-020925 (filed Jun 3, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Shares | MOption exerciseAcquired | +10,000 | –F1 | – | 120,221 | Direct | |
| Jun 1, 2022 | Common Shares | FTax withholdingDisposed | −3,250 | $1.13 | −$3,672.5 | 116,971 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Shares | MOption exerciseAcquired | +10,000 | –F1 | – | 300,000 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On the Form 4 filed by the Reporting Person on June 3, 2022 (the "Original Form 4"), the number of shares disposed associated with tax obligations was misstated, and the transaction code was mislabeled as "F". This amendment amends the Original Form 4 to correctly state the number of shares disposed and the appropriate transaction code.
- F2
The disposition of Common Shares is associated with tax obligations of the reporting person.