Lance William S's Form 4 filing
Norwood Financial Corp (NWFL) · filed Aug 30, 2022
- Accession no.
- 0000899243-22-030040
- Filed
- Aug 30, 2022
- Trade date
- Aug 26-29, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $40.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lance William SCIK 0001206484 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2022 | Common Stock | MOption exerciseAcquired | +866 | $18.03 | +$15,613.98 | 8,458 | Direct | |
| Aug 26, 2022 | Common Stock | SSaleDisposed | −866 | $26.17 | −$22,663.22 | 7,592 | Direct | |
| Aug 29, 2022 | Common Stock | MOption exerciseAcquired | +680 | $18.03 | +$12,260.4 | 8,272 | Direct | |
| Aug 29, 2022 | Common Stock | SSaleDisposed | −680 | $26.00 | −$17,680 | 7,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2022 | Common Stock | MOption exerciseDisposed | −866 | $0.00 | $0 | 2,930 | Direct | |
| Aug 29, 2022 | Common Stock | MOption exerciseDisposed | −680 | $0.00 | $0 | 2,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.