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ProFrac Holding Corp.'s Form 4 filing

Flotek Industries Inc (FTK) · filed Aug 29, 2022

Accession no.
0000899243-22-029972
Filed
Aug 29, 2022, 4:12 PM ET
Trade date
Jun 21, 2022
Filing delay
69 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 0 non-derivative transactions and 1 derivative transaction. It was filed 69 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
ProFrac Holding Corp.CIK 000188148710% Owner
ProFrac Holdings, LLCCIK 000191117910% Owner
ProFrac Holdings II, LLCCIK 000191879610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 21, 2022Common StockPPurchaseAcquired+13,104,839$19,500,000.00+$255,544,360,500,00013,104,839IndirectPrice outlier

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)