Lance William S's Form 4 filing
Norwood Financial Corp (NWFL) · filed Aug 26, 2022
- Accession no.
- 0000899243-22-029866
- Filed
- Aug 26, 2022
- Trade date
- Aug 24-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $24.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lance William SCIK 0001206484 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2022 | Common Stock | MOption exerciseAcquired | +829 | $18.03 | +$14,946.87 | 8,421 | Direct | |
| Aug 24, 2022 | Common Stock | SSaleDisposed | −829 | $26.00 | −$21,554 | 7,592 | Direct | |
| Aug 25, 2022 | Common Stock | MOption exerciseAcquired | +100 | $18.03 | +$1,803 | 7,692 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −100 | $26.00 | −$2,600 | 7,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2022 | Common Stock | MOption exerciseDisposed | −829 | $0.00 | $0 | 3,896 | Direct | |
| Aug 25, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 3,796 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.