King Theodore Walker Cheng-De's Form 4 filing
Avaya Holdings Corp. (AVYA) · filed Aug 22, 2022
- Accession no.
- 0000899243-22-029450
- Filed
- Aug 22, 2022
- Trade date
- Aug 10, 2020-Aug 19, 2022
- Filing delay
- 742 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 29 non-derivative transactions and 18 derivative transactions. Open-market purchases total $1.37M. It was filed 742 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| King Theodore Walker Cheng-DeCIK 0001773585 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +2,707 | $0.70 | +$1,894.9 | 9,001,457 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +172,133 | $0.70 | +$120,493.1 | 9,173,590 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +79,296 | $0.70 | +$55,507.2 | 9,252,886 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +7,803 | $0.70 | +$5,462.1 | 9,260,689 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +165,423 | $0.70 | +$115,796.1 | 9,426,112 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +69,351 | $0.70 | +$48,545.7 | 9,495,463 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +3,287 | $0.70 | +$2,300.9 | 9,498,750 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +12,588 | $0.69 | +$8,685.72 | 9,511,338 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +487,412 | $0.69 | +$336,314.28 | 9,998,750 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +500,000 | $0.68 | +$340,000 | 10,498,750 | Direct | |
| Aug 9, 2022 | Common Stock | PPurchaseAcquired | +500,000 | $0.67 | +$335,000 | 10,998,750 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +115,000 | $2.00 | +$230,000 | 11,113,750 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +20,500 | $3.00 | +$61,500 | 11,134,250 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +9,600 | $2.50 | +$24,000 | 11,143,850 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +54,800 | $2.00 | +$109,600 | 11,198,650 | Direct | |
| Aug 10, 2022 | Common Stock | XIn-the-money exerciseAcquired | +1,700 | $3.00 | +$5,100 | 11,200,350 | Direct | |
| Aug 10, 2022 | Common Stock | XIn-the-money exerciseAcquired | +30,500 | $2.00 | +$61,000 | 11,230,850 | Direct | |
| Aug 10, 2020 | Common Stock | XIn-the-money exerciseAcquired | +15,000 | $2.00 | +$30,000 | 11,245,850 | Direct | |
| Aug 11, 2022 | Common Stock | XIn-the-money exerciseAcquired | +37,500 | $2.00 | +$75,000 | 11,283,350 | Direct | |
| Aug 11, 2022 | Common Stock | XIn-the-money exerciseAcquired | +17,400 | $2.00 | +$34,800 | 11,300,750 | Direct | |
| Aug 15, 2022 | Common Stock | XIn-the-money exerciseAcquired | +500 | $2.50 | +$1,250 | 11,301,250 | Direct | |
| Aug 16, 2022 | Common Stock | XIn-the-money exerciseAcquired | +5,600 | $2.00 | +$11,200 | 11,306,850 | Direct | |
| Aug 16, 2022 | Common Stock | XIn-the-money exerciseAcquired | +5,000 | $2.00 | +$10,000 | 11,311,850 | Direct | |
| Aug 17, 2022 | Common Stock | XIn-the-money exerciseAcquired | +158,600 | $3.00 | +$475,800 | 11,470,450 | Direct | |
| Aug 17, 2022 | Common Stock | XIn-the-money exerciseAcquired | +12,500 | $2.00 | +$25,000 | 11,482,950 | Direct | |
| Aug 18, 2022 | Common Stock | XIn-the-money exerciseAcquired | +7,500 | $2.00 | +$15,000 | 11,490,450 | Direct | |
| Aug 19, 2022 | Common Stock | XIn-the-money exerciseAcquired | +350,300 | $2.00 | +$700,600 | 11,840,750 | Direct | |
| Aug 19, 2022 | Common Stock | XIn-the-money exerciseAcquired | +324,600 | $2.50 | +$811,500 | 12,165,350 | Direct | |
| Aug 19, 2022 | Common Stock | XIn-the-money exerciseAcquired | +1,066,000 | $3.00 | +$3,198,000 | 13,231,350 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseDisposed | −115,000 | $0.00 | $0 | 536,100 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseDisposed | −20,500 | $0.00 | $0 | 1,226,300 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseDisposed | −9,600 | $0.00 | $0 | 325,100 | Direct | |
| Aug 9, 2022 | Common Stock | XIn-the-money exerciseDisposed | −54,800 | $0.00 | $0 | 481,300 | Direct | |
| Aug 10, 2022 | Common Stock | XIn-the-money exerciseDisposed | −1,700 | $0.00 | $0 | 1,224,600 | Direct | |
| Aug 10, 2022 | Common Stock | XIn-the-money exerciseDisposed | −30,500 | $0.00 | $0 | 450,800 | Direct | |
| Aug 10, 2020 | Common Stock | XIn-the-money exerciseDisposed | −15,000 | $0.00 | $0 | 435,800 | Direct | |
| Aug 11, 2022 | Common Stock | XIn-the-money exerciseDisposed | −37,500 | $0.00 | $0 | 398,300 | Direct | |
| Aug 11, 2022 | Common Stock | XIn-the-money exerciseDisposed | −17,400 | $0.00 | $0 | 380,900 | Direct | |
| Aug 15, 2022 | Common Stock | XIn-the-money exerciseDisposed | −500 | $0.00 | $0 | 324,600 | Direct | |
| Aug 16, 2022 | Common Stock | XIn-the-money exerciseDisposed | −5,600 | $0.00 | $0 | 375,300 | Direct | |
| Aug 16, 2022 | Common Stock | XIn-the-money exerciseDisposed | −5,000 | $0.00 | $0 | 370,300 | Direct | |
| Aug 17, 2022 | Common Stock | XIn-the-money exerciseDisposed | −158,600 | $0.00 | $0 | 1,066,000 | Direct | |
| Aug 17, 2022 | Common Stock | XIn-the-money exerciseDisposed | −12,500 | $0.00 | $0 | 357,800 | Direct | |
| Aug 18, 2022 | Common Stock | XIn-the-money exerciseDisposed | −7,500 | $0.00 | $0 | 350,300 | Direct | |
| Aug 19, 2022 | Common Stock | XIn-the-money exerciseDisposed | −350,300 | $0.00 | $0 | 0 | Direct | |
| Aug 19, 2022 | Common Stock | XIn-the-money exerciseDisposed | −324,600 | $0.00 | $0 | 0 | Direct | |
| Aug 19, 2022 | Common Stock | XIn-the-money exerciseDisposed | −1,066,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.