TC Group, LLC's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Aug 17, 2022
- Accession no.
- 0000899243-22-029076
- Filed
- Aug 17, 2022, 6:47 PM ET
- Trade date
- Aug 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $8.53M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TC Group, LLCCIK 0000933790 | 10% Owner |
| TC Group Sub L.P.CIK 0001548639 | 10% Owner |
| TC Group VI S1, L.P.CIK 0001766496 | 10% Owner |
| TC Group VI S1, L.L.C.CIK 0001766541 | 10% Owner |
| CG Subsidiary Holdings L.L.C.CIK 0001790577 | Other: Former 10% owner |
| Carlyle Partners VI Evergreen Holdings, L.P.CIK 0001802267 | 10% Owner |
| CP VI Evergreen Holdings, L.P.CIK 0001813962 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Class A Common Stock | SSaleDisposed | −9,540 | $49.75F2 | −$474,621.68 | 40,466,077 | Indirect | Duplicate filing |
| Aug 15, 2022 | Class A Common Stock | SSaleDisposed | −76,715 | $50.65F5 | −$3,885,967.64 | 40,389,362 | Indirect | Duplicate filing |
| Aug 15, 2022 | Class A Common Stock | SSaleDisposed | −81,500 | $51.15F6 | −$4,168,945.05 | 40,307,862 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $49.985. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.55. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Due to the limitations of the electronic filing system, each of The Carlyle Group Inc., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., and Carlyle Holdings I L.P. are filing a separate Form 4.