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Brandenberger Ralph's Form 4 filing

Nkarta, Inc. (NKTX) · filed Aug 10, 2022

Accession no.
0000899243-22-028291
Filed
Aug 10, 2022, 7:05 PM ET
Trade date
Aug 8, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $179.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brandenberger RalphCIK 0001853197Officer (Chief Technical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 8, 2022Common StockMOption exerciseAcquired+4,367$0.41+$1,790.4712,167Direct
Aug 8, 2022Common StockMOption exerciseAcquired+6,886$3.89+$26,786.5419,053Direct
Aug 8, 2022Common StockMOption exerciseAcquired+340$4.77+$1,621.819,393Direct
Aug 8, 2022Common StockSSaleDisposed−11,593$15.51−$179,783.087,800Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 8, 2022Common StockMOption exerciseDisposed−4,367$0.00$00Direct
Aug 8, 2022Common StockMOption exerciseDisposed−6,886$0.00$037,253Direct
Aug 8, 2022Common StockMOption exerciseDisposed−340$0.00$08,445Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)