Mallard Holdco, LLC's Form 4 filing
Duckhorn Portfolio, Inc. (NAPA) · filed Jul 13, 2022
- Accession no.
- 0000899243-22-026033
- Filed
- Jul 13, 2022
- Trade date
- Jul 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $96.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mallard Holdco, LLCCIK 0001850753 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2022 | Common Stock | SSaleDisposed | −5,000,000 | $19.25 | −$96,250,000 | 69,150,301 | Direct | |
| Jul 11, 2022 | Common Stock | JOtherDisposed | −1,003,040 | –F2 | – | 68,147,261 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On July 11, 2022, Mallard Holdco, LLC declared a distribution of 1,003,040 shares of common stock, to occur in connection with the sale of common stock by Mallard Holdco, LLC, to one or more indirect members of Mallard Holdco, LLC.
Referenced by the price of 1 transaction in Table I.