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Salem Enrique T's Form 4 filing

SmartRent, Inc. (SMRT) · filed Jul 5, 2022

Accession no.
0000899243-22-025091
Filed
Jul 5, 2022, 6:42 PM ET
Trade date
Jun 30-Jul 5, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $2.13M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Salem Enrique TCIK 000129540210% Owner
Bain Capital Venture Investors, LLCCIK 000130946910% Owner
Agarwal AjayCIK 000170876310% Owner
Bain Capital Venture Fund 2019, L.P.CIK 000175681710% Owner
BCV 2019-MD Primary, L.P.CIK 000175868410% Owner
BCIP Venture Associates II-B, LPCIK 000185901210% Owner
BCIP Venture Associates II, L.P.CIK 000185902610% Owner
Bain Capital Venture Investors 2019, LLCCIK 000185903710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2022Class A Common StockSSaleDisposed−250,000$4.41F4−$1,101,62521,722,649Indirect
Jul 1, 2022Class A Common StockSSaleDisposed−1,000$4.49−$4,49021,721,649Indirect
Jul 5, 2022Class A Common StockSSaleDisposed−229,000$4.49F5−$1,027,98121,492,649Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.30 to $4.525, inclusive. The reporting persons undertake to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.23 to $4.66, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)