Rosenfield Andrew's Form 4 filing
Gores Guggenheim, Inc. (GGPI) · filed Jun 27, 2022
- Accession no.
- 0000899243-22-024195
- Filed
- Jun 27, 2022, 4:30 PM ET
- Trade date
- Jun 23, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenfield AndrewCIK 0001849193 | Director, 10% Owner |
| GGP Sponsor Holdings, LLCCIK 0001851724 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2022 | Class A Common Stock, par value $0.0001 per share | DReturned to the companyDisposed | −770,417 | $0.00 | $0 | 8,892,083 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.0001 per share | SSaleDisposed | −78,426 | –F6 | – | 8,813,656 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.0001 per share | DReturned to the companyDisposed | −8,813,656 | $0.00 | $0 | 0 | Indirect | |
| Jun 23, 2022 | Class A Common Stock, par value $0.0001 per share | DReturned to the companyDisposed | −4,500,000 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Immediately following the forfeiture described in Note 2 above and prior to the consummation of the Business Combination, GGP transferred interests in Sponsor with respect to a pecuniary interest in 78,426 Class F Shares to AEG Holdings, LLC, an affiliate of the other managing member of Sponsor ("AEG"), in consideration for AEG's assumption of GGP's obligation to purchase ordinary shares of Polestar in connection with the Business Combination.
Referenced by the price of 1 transaction in Table II.