Lindsay Casey Penn's Form 4/A amendment
AmendedMister Car Wash, Inc. (MCW) · filed Jun 23, 2022
- Accession no.
- 0000899243-22-023745
- Filed
- Jun 23, 2022
- Trade date
- Aug 24, 2021
- Filing delay
- 303 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 26, 2021
This filing lists 1 derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $1.19M. It was filed 303 days after the trade.
This amendment restates part of 0000899243-21-034351 (filed Aug 26, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindsay Casey PennCIK 0001865166 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common Stock | MOption exerciseDisposed | −63,512 | $0.00 | $0 | 10,792 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-21-034351 (filed Aug 26, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common Stock | MOption exerciseAcquired | +63,512 | $0.67 | +$42,553.04 | 116,312 | Direct | |
| Aug 24, 2021 | Common Stock | FTax withholdingDisposed | −2,192 | $19.42 | −$42,568.64 | 114,120 | Direct | |
| Aug 24, 2021 | Common Stock | SSaleDisposed | −61,320 | $19.42 | −$1,190,834.4 | 52,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 26, 2021, the Reporting Person filed a Form 4 which inadvertently misidentified the tranche of options that was exercised on August 24, 2021. The tranche of options that was actually exercised on August 24, 2021 has an exercise price of $0.67 per share and an expiration date of May 31, 2027, as reported in this amendment. Due to the foregoing error in the Form 4 filed on August 26, 2021, the Form 4s filed by the Reporting Person on December 27, 2021, January 3, 2022, January 27, 2022 and February 3, 2022, respectively, to report subsequent exercises of the tranche of options with an exercise price of $0.66 per share and an expiration date of September 2, 2024 reported incorrect remaining balances in Table II, Column 9. Those incorrect balances were ultimately corrected in the Form 4 filed by the Reporting Person on March 22, 2022.
- F2
The option is fully vested and exercisable.
Remarks
Vice President, Corporate Development