Mullen James's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Jun 17, 2022
- Accession no.
- 0000899243-22-023186
- Filed
- Jun 17, 2022
- Trade date
- Jun 15-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.11K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mullen JamesCIK 0001852111 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,250 | –F1 | – | 33,055 | Direct | |
| Jun 16, 2022 | Class A Common Stock | SSaleDisposed | −588 | $6.24F3 | −$3,669.12 | 32,467 | Direct | |
| Jun 16, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,250 | –F1 | – | 33,717 | Direct | |
| Jun 17, 2022 | Class A Common Stock | SSaleDisposed | −516 | $6.66 | −$3,436.56 | 33,201 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 23,750 | Direct | |
| Jun 16, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 22,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.22 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Administrative and Legal Officer