Gilbert Steven J's Form 4 filing
Brookfield Oaktree Holdings, LLC (OAK.PA) · filed Jun 16, 2022
- Accession no.
- 0000899243-22-022853
- Filed
- Jun 16, 2022
- Trade date
- Jun 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $473.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilbert Steven JCIK 0001105209 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2022 | Series A Preferred | PPurchaseAcquired | +15,000 | $23.74 | +$356,100 | 19,211 | Direct | |
| Jun 14, 2022 | Series B Preferred | PPurchaseAcquired | +5,000 | $23.55 | +$117,750 | 30,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.