Calderoni Frank's Form 4 filing
Anaplan, Inc. (PLAN) · filed Jun 14, 2022
- Accession no.
- 0000899243-22-022437
- Filed
- Jun 14, 2022
- Trade date
- Jun 10-13, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.31M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Calderoni FrankCIK 0001249051 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Common Stock | MOption exerciseAcquired | +51,113 | – | – | 804,555 | Direct | |
| Jun 10, 2022 | Common Stock | MOption exerciseAcquired | +9,760 | – | – | 814,315 | Direct | |
| Jun 10, 2022 | Common Stock | MOption exerciseAcquired | +8,361 | – | – | 822,676 | Direct | |
| Jun 10, 2022 | Common Stock | MOption exerciseAcquired | +4,328 | – | – | 827,004 | Direct | |
| Jun 13, 2022 | Common Stock | SSaleDisposed | −25,536 | $62.83 | −$1,604,426.88 | 801,468 | Direct | |
| Jun 13, 2022 | Common Stock | SSaleDisposed | −4,877 | $62.83 | −$306,421.91 | 796,591 | Direct | |
| Jun 13, 2022 | Common Stock | SSaleDisposed | −4,178 | $62.83 | −$262,503.74 | 792,413 | Direct | |
| Jun 13, 2022 | Common Stock | SSaleDisposed | −2,163 | $62.83 | −$135,901.29 | 790,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Common Stock | MOption exerciseDisposed | −51,113 | $0.00 | $0 | 51,112 | Direct | |
| Jun 10, 2022 | Common Stock | MOption exerciseDisposed | −9,760 | $0.00 | $0 | 39,038 | Direct | |
| Jun 10, 2022 | Common Stock | MOption exerciseDisposed | −8,361 | $0.00 | $0 | 58,531 | Direct | |
| Jun 10, 2022 | Common Stock | MOption exerciseDisposed | −4,328 | $0.00 | $0 | 47,598 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.