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Reese Lou's Form 4 filing

Vaxxinity, Inc. (VAXX) · filed Jun 10, 2022

Accession no.
0000899243-22-021992
Filed
Jun 10, 2022
Trade date
Jun 8-9, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $59.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Reese LouCIK 0001890674Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 8, 2022Class A common stockPPurchaseAcquired+10,000$2.95F2+$29,50051,626,366Indirect
Jun 9, 2022Class A common stockPPurchaseAcquired+10,978$2.72F2+$29,860.1651,637,344Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)