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Quesada Frank Carlos's Form 4 filing

MSP Recovery, Inc. (MSPR) · filed Jun 8, 2022

Accession no.
0000899243-22-021483
Filed
Jun 8, 2022
Trade date
Jun 6-7, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $60.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Quesada Frank CarlosCIK 0001926804Director, Officer (Chief Legal Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2022Class A Common StockPPurchaseAcquired+58,909$1.02F1+$60,087.1858,909Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 6, 2022Class A Common StockPPurchaseAcquired+250,000$1.04F2+$260,000250,000Direct
Jun 7, 2022Class A Common StockPPurchaseAcquired+59,539$1.12F3+$66,683.68309,539Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.9903 to $1.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F2

Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.9979 to $1.1135 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table II.

F3

Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.11 to $1.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)