Schwarzman Stephen A's Form 4 filing
Expand Energy CorpEXE · filed May 27, 2022
- Accession no.
- 0000899243-22-020007
- Filed
- May 27, 2022, 7:45 PM ET
- Trade date
- May 25-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $15.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | Other: Former 10% Owner |
| Blackstone Inc.CIK 0001393818 | Other: Former 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | Other: Former 10% Owner |
| Blackstone Holdings III L.P.CIK 0001404073 | Other: Former 10% Owner |
| Blackstone Holdings III GP L.P.CIK 0001478809 | Other: Former 10% Owner |
| Blackstone Holdings III GP Management L.L.C.CIK 0001478815 | Other: Former 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | SSaleDisposed | −4,236 | $100.11F1 | −$424,053.68 | 1,311,663 | Indirect | Duplicate filing |
| May 26, 2022 | Common Stock | SSaleDisposed | −140,719 | $100.53F9 | −$14,146,129.27 | 1,170,944 | Indirect | Duplicate filing |
| May 26, 2022 | Common Stock | SSaleDisposed | −5,045 | $101.02F10 | −$509,622.19 | 1,165,899 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.01 per share ("Common Stock"), of Chesapeake Energy Corporation (the "Issuer") were sold in multiple transactions ranging from $100.04 to $100.23, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price in the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions ranging from $100.00 to $100.9971, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price in the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions ranging from $101.00 to $101.09, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price in the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Form 2 of 2