George W Whitney's Form 4 filing
Sprott Focus Trust Inc. (FUND) · filed May 16, 2022
- Accession no.
- 0000899243-22-018182
- Filed
- May 16, 2022
- Trade date
- May 4-12, 2022
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $82.0K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George W WhitneyCIK 0001185838 | Director, 10% Owner, Other: Senior Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Common Stock | GGiftDisposed | −611,734 | $0.00 | $0 | 0 | Indirect | |
| May 4, 2022 | Common Stock | GGiftAcquired | +305,867 | $0.00 | $0 | 305,867 | Indirect | |
| May 4, 2022 | Common Stock | GGiftAcquired | +305,867 | $0.00 | $0 | 305,867 | Indirect | |
| May 12, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $8.20 | +$82,000 | 10,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.