Column Group L P's Form 4 filing
NGM Biopharmaceuticals Inc (NGM) · filed May 13, 2022
- Accession no.
- 0000899243-22-018031
- Filed
- May 13, 2022, 5:32 PM ET
- Trade date
- May 11-12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $1.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Column Group L PCIK 0001347769 | Director, 10% Owner |
| Column Group GP, LPCIK 0001614627 | 10% Owner |
| Column Group III-A, LPCIK 0001668085 | 10% Owner |
| Column Group III, LPCIK 0001668159 | 10% Owner |
| Column Group IV-A, LPCIK 0001796353 | 10% Owner |
| Column Group IV, LPCIK 0001796354 | 10% Owner |
| Column Group IV GP, LPCIK 0001796356 | 10% Owner |
| TCG IV GP, LLCCIK 0001796359 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | PPurchaseAcquired | +77,866 | $11.23F1 | +$874,108.14 | 1,010,189 | Indirect | Duplicate filing |
| May 11, 2022 | Common Stock | PPurchaseAcquired | +2,657 | $11.23F1 | +$29,826.95 | 34,475 | Indirect | Duplicate filing |
| May 11, 2022 | Common Stock | PPurchaseAcquired | +2,564 | $11.85F4 | +$30,376.48 | 1,012,753 | Indirect | Duplicate filing |
| May 11, 2022 | Common Stock | PPurchaseAcquired | +88 | $11.85F4 | +$1,042.56 | 34,563 | Indirect | Duplicate filing |
| May 12, 2022 | Common Stock | PPurchaseAcquired | +79,945 | $11.62F5 | +$929,048.84 | 1,092,698 | Indirect | Duplicate filing |
| May 12, 2022 | Common Stock | PPurchaseAcquired | +2,728 | $11.62F5 | +$31,702.36 | 37,291 | Indirect | Duplicate filing |
| May 12, 2022 | Common Stock | PPurchaseAcquired | +485 | $11.81F6 | +$5,725.76 | 1,093,183 | Indirect | Duplicate filing |
| May 12, 2022 | Common Stock | PPurchaseAcquired | +17 | $11.81F6 | +$200.7 | 37,308 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.745 to $11.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.76 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.73 to $11.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.74 to $11.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.
Referenced by the price of 2 transactions in Table I.
Remarks
Due to SEC restrictions on the number of reporting owners, this is Form 2 of 2.