Caldwell Phyllis R's Form 4 filing
Oaktree Specialty Lending Corp (OCSL) · filed May 13, 2022
- Accession no.
- 0000899243-22-018009
- Filed
- May 13, 2022
- Trade date
- May 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $35.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caldwell Phyllis RCIK 0001596950 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +1,800 | $7.04 | +$12,672 | 4,500 | Direct | |
| May 11, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +3,200 | $7.04 | +$22,528 | 7,700 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.