Wilks Dan H.'s Form 4 filing
U.S. Well Services Holdings, LLC (USWS) · filed May 3, 2022
- Accession no.
- 0000899243-22-016479
- Filed
- May 3, 2022, 8:52 PM ET
- Trade date
- Apr 29, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilks Dan H.CIK 0001641792 | 10% Owner |
| Wilks StaciCIK 0001641796 | 10% Owner |
| THRC Holdings, LPCIK 0001754159 | 10% Owner |
| THRC Management, LLCCIK 0001834450 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2022 | Class A Common Stock | PPurchaseAcquired | +4,903,925 | $21,523,327.20F6 | +$461,775,929,729,343.8 | 21,454,672.2 | Direct | Price outlier |
| Apr 29, 2022 | Class A Common Stock | PPurchaseAcquired | +3,064,953 | $21,523,327.20F6 | +$461,775,929,729,343.8 | 21,454,672.2 | Direct | Price outlier |
| Apr 29, 2022 | Class A Common Stock | PPurchaseAcquired | +317,004 | $1,245.66F6 | +$6,474,940.68 | 5,198 | Direct | |
| Apr 29, 2022 | Class A Common Stock | PPurchaseAcquired | +761,905 | –F10 | – | 2,666,669 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
This price includes the payment for partially accrued in-kind interest or dividends.
Referenced by the price of 3 transactions in Table II.
- F10
On April 29, 2022, Holdings purchased (i) 5,198 shares of the Issuer's Series A Redeemable Convertible Preferred Stock, par value $0.0001 per share ("Series A Preferred Stock"), which are convertible into shares of Class A Common Stock and (ii) 2,666,669 warrants (the "Purchased Warrants") exercisable for 761,905 shares of Class A Common Stock, for an aggregate purchase price equal to 85% of the liquidation preference of the Series A Preferred Stock, as adjusted pursuant to its terms, as of April 29, 2022.
Referenced by the price of 1 transaction in Table II.