Perlmutter Andrew Mark's Form 4 filing
Funko, Inc. (FNKO) · filed May 3, 2022
- Accession no.
- 0000899243-22-016459
- Filed
- May 3, 2022
- Trade date
- Apr 21-May 2, 2022
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $64.6K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perlmutter Andrew MarkCIK 0001719492 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,945 | $0.00 | $0 | 135,439 | Direct | |
| May 2, 2022 | Class A Common Stock | SSaleDisposed | −3,978 | $16.24 | −$64,602.72 | 131,461 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2022 | Class A Common Stock | MOption exerciseDisposed | −9,945 | $0.00 | $0 | 19,889 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.