Evans John M.'s Form 4 filing
Beam Therapeutics Inc. (BEAM) · filed May 2, 2022
- Accession no.
- 0000899243-22-016164
- Filed
- May 2, 2022
- Trade date
- Apr 28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.90M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Evans John M.CIK 0001786304 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2022 | Common Stock | MOption exerciseAcquired | +12,246 | $7.22 | +$88,416.12 | 1,101,316 | Direct | |
| Apr 28, 2022 | Common Stock | MOption exerciseAcquired | +47,204 | $1.03 | +$48,620.12 | 1,148,520 | Direct | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −3,900 | $36.59F2 | −$142,701 | 1,144,620 | Direct | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −13,655 | $37.48F3 | −$511,789.4 | 1,130,965 | Direct | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −6,842 | $38.32F4 | −$262,185.44 | 1,124,123 | Direct | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −4,503 | $39.49F5 | −$177,823.47 | 1,119,620 | Direct | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −1,100 | $40.73F6 | −$44,803 | 1,118,520 | Direct | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −6,450 | $36.98F7 | −$238,521 | 156,550 | Indirect | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −7,745 | $37.84F8 | −$293,070.8 | 148,805 | Indirect | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −3,100 | $38.75F9 | −$120,125 | 145,705 | Indirect | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −2,348 | $39.73F10 | −$93,286.04 | 143,357 | Indirect | |
| Apr 28, 2022 | Common Stock | SSaleDisposed | −357 | $40.88F11 | −$14,594.16 | 143,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2022 | Common Stock | MOption exerciseDisposed | −12,246 | $0.00 | $0 | 210,754 | Direct | |
| Apr 28, 2022 | Common Stock | MOption exerciseDisposed | −47,204 | $0.00 | $0 | 237,141 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.36 to $36.97, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.06 to $37.86, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.09 to $38.67, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.21 to $39.88, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.08 to $40.80, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.36 to $37.34, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.38 to $38.37, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.405 to $39.261, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.51 to $40.32, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.70 to $40.96, inclusive.
Referenced by the price of 1 transaction in Table I.