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Apeiron Investment Group Ltd.'s Form 4 filing

AtaiBeckley Inc.ATAI · filed May 2, 2022

Accession no.
0000899243-22-016117
Filed
May 2, 2022, 4:15 PM ET
Trade date
Apr 28-29, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $252.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Apeiron Investment Group Ltd.CIK 000184571110% Owner
Angermayer ChristianCIK 000184587210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 28, 2022Common SharesPPurchaseAcquired+34,700$4.46F1+$154,689.131,777,402Indirect
Apr 29, 2022Common SharesPPurchaseAcquired+21,900$4.47F2+$97,801.021,799,302Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.22 to $4.64 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.28 to $4.66 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)