Kim Susan Y's Form 4/A amendment
AmendedAmkor Technology, Inc. (AMKR) · filed Apr 20, 2022
- Accession no.
- 0000899243-22-015191
- Filed
- Apr 20, 2022
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 4, 2022
This filing lists no transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $91.6M.
This amendment restates part of 0000899243-22-000407 (filed Jan 4, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim Susan YCIK 0001158922 | Director, 10% Owner, Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-22-000407 (filed Jan 4, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2021 | Common Stock | SSaleDisposed | −1,187,087 | $24.68 | −$29,297,307.16 | 24,487,553 | Indirect | Duplicate filing |
| Dec 30, 2021 | Common Stock | SSaleDisposed | −1,187,087 | $24.68 | −$29,297,307.16 | 23,300,466 | Indirect | Duplicate filing |
| Dec 30, 2021 | Common Stock | SSaleDisposed | −1,337,332 | $24.68 | −$33,005,353.76 | 21,963,134 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 4, 2022, the Reporting Person filed a Form 4 which inadvertently reported that, following the transactions reported on such Form 4, the Reporting Person indirectly owned 19,694,944 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") as a trustee of various trusts (other than grantor retained annuity trusts created by the Reporting Person) for the benefit of immediate family members of the Reporting Person. In fact, the number of shares of the Issuer's Common Stock indirectly so owned by the Reporting Person after the transactions reported on such Form 4 was 20,723,076.
- F2
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.