Yucca (Jersey) SLP's Form 4 filing
Shapeways Holdings, Inc. (SHPW) · filed Apr 15, 2022
- Accession no.
- 0000899243-22-014888
- Filed
- Apr 15, 2022, 5:00 PM ET
- Trade date
- Apr 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.34M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yucca (Jersey) SLPCIK 0001591294 | 10% Owner |
| Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.CIK 0001611750 | 10% Owner |
| Index Venture Associates V LtdCIK 0001611751 | 10% Owner |
| Index Ventures V (Jersey), L.P.CIK 0001611775 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 13, 2022 | Common Stock | SSaleDisposed | −513,804 | $2.33F1 | −$1,197,882.65 | 4,793,933 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −4,162 | $2.33F1 | −$9,703.29 | 38,832 | Indirect | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −6,556 | $2.33F1 | −$15,284.66 | 61,172 | Indirect | |
| Apr 14, 2022 | Common Stock | SSaleDisposed | −45,746 | $2.45F6 | −$111,931.31 | 4,748,187 | Direct | |
| Apr 14, 2022 | Common Stock | SSaleDisposed | −371 | $2.45F6 | −$907.76 | 38,461 | Indirect | |
| Apr 14, 2022 | Common Stock | SSaleDisposed | −584 | $2.45F6 | −$1,428.93 | 60,588 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 - $2.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 3 transactions in Table I.
- F6
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 - $2.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 3 transactions in Table I.