Lee Yuchun's Form 4 filing
Vertex Pharmaceuticals Inc (VRTX) · filed Apr 14, 2022
- Accession no.
- 0000899243-22-014804
- Filed
- Apr 14, 2022
- Trade date
- Apr 12-13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee YuchunCIK 0001334365 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $81.54 | +$163,080 | 3,875 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −200 | $279.22F2,F3 | −$55,844 | 3,675 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −1,182 | $280.61F2,F4 | −$331,681.02 | 2,493 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −318 | $281.70F2,F5 | −$89,580.6 | 2,175 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −300 | $283.15F2,F6 | −$84,945 | 1,875 | Direct | |
| Apr 13, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $81.54 | +$163,080 | 3,875 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −18 | $281.49 | −$5,066.82 | 3,857 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −300 | $283.73F2,F7 | −$85,119 | 3,557 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −228 | $284.90F2,F8 | −$64,957.2 | 3,329 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −300 | $286.24F2,F9 | −$85,872 | 3,029 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −200 | $287.42F2,F10 | −$57,484 | 2,829 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −400 | $288.55F2,F11 | −$115,420 | 2,429 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −200 | $290.17F2,F12 | −$58,034 | 2,229 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −354 | $291.12F2,F13 | −$103,056.48 | 1,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 6,000 | Direct | |
| Apr 13, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 4,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Mr. Lee undertakes to provide (upon request by the SEC staff, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
Referenced by the price of 11 transactions in Table I.
- F3
Open market sales reported on this line occurred at a weighted average price of $279.22 (range $279.14 to $279.30).
Referenced by the price of 1 transaction in Table I.
- F4
Open market sales reported on this line occurred at a weighted average price of $280.61 (range $280.24 to $281.19).
Referenced by the price of 1 transaction in Table I.
- F5
Open market sales reported on this line occurred at a weighted average price of $281.70 (range $281.45 to $281.98).
Referenced by the price of 1 transaction in Table I.
- F6
Open market sales reported on this line occurred at a weighted average price of $283.15 (range $282.73 to $283.57).
Referenced by the price of 1 transaction in Table I.
- F7
Open market sales reported on this line occurred at a weighted average price of $283.73 (range $283.30 to $284.10).
Referenced by the price of 1 transaction in Table I.
- F8
Open market sales reported on this line occurred at a weighted average price of $284.90 (range $284.66 to $284.95).
Referenced by the price of 1 transaction in Table I.
- F9
Open market sales reported on this line occurred at a weighted average price of $286.24 (range $285.99 to $286.60).
Referenced by the price of 1 transaction in Table I.
- F10
Open market sales reported on this line occurred at a weighted average price of $287.42 (range $287.02 to $287.83).
Referenced by the price of 1 transaction in Table I.
- F11
Open market sales reported on this line occurred at a weighted average price of $288.55 (range $288.23 to $289.11).
Referenced by the price of 1 transaction in Table I.
- F12
Open market sales reported on this line occurred at a weighted average price of $290.17 (range $289.72 to $290.62).
Referenced by the price of 1 transaction in Table I.
- F13
Open market sales reported on this line occurred at a weighted average price of $291.12 (range $290.80 to $291.42).
Referenced by the price of 1 transaction in Table I.