ICONIQ Strategic Partners, L.P.'s Form 4 filing
Sprinklr, Inc. (CXM) · filed Apr 13, 2022
- Accession no.
- 0000899243-22-014647
- Filed
- Apr 13, 2022, 7:13 AM ET
- Trade date
- Apr 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $124.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ICONIQ Strategic Partners, L.P.CIK 0001575779 | 10% Owner |
| ICONIQ Strategic Partners-B, L.P.CIK 0001584545 | 10% Owner |
| Iconiq Strategic Partners II-B, L.P.CIK 0001619682 | 10% Owner |
| Iconiq Strategic Partners II, L.P.CIK 0001619710 | 10% Owner |
| Griffith William J.G.CIK 0001688124 | 10% Owner |
| Makan DiveshCIK 0001688143 | 10% Owner |
| ICONIQ Strategic Partners TT GP, Ltd.CIK 0001688389 | 10% Owner |
| ICONIQ Strategic Partners GP, L.P.CIK 0001688390 | 10% Owner |
| ICONIQ Strategic Partners II TT GP, LtdCIK 0001702831 | 10% Owner |
| ICONIQ Strategic Partners II GP, L.P.CIK 0001702932 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 11, 2022 | Class A Common Stock | SSaleDisposed | −3,647,994 | $14.79 | −$53,953,831.26 | 7,299,820 | Direct | |
| Apr 11, 2022 | Class A Common Stock | SSaleDisposed | −915,573 | $14.79 | −$13,541,324.67 | 1,832,109 | Indirect | |
| Apr 11, 2022 | Class A Common Stock | SSaleDisposed | −2,151,914 | $14.79 | −$31,826,808.06 | 4,306,088 | Indirect | |
| Apr 11, 2022 | Class A Common Stock | SSaleDisposed | −1,684,519 | $14.79 | −$24,914,036.01 | 3,370,808 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.